Private Stock Finance

Private Stock Finance

Structured Exposure
to Late-Stage Private
Companies

Receive capital using your late-stage private company shares without selling them. You keep your ownership and your upside.

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The Challenge for Private Company Shareholders & Employees

Founders, early employees, and long-term shareholders at high-growth private companies often face a common reality: they are paper wealthy but cash constrained. A significant portion of their net worth sits in illiquid equity, while real-world needs — buying a home, funding education, covering taxes, diversifying risk, or pursuing new opportunities — continue.

Traditional liquidity options frequently fall short:

  • Secondary sales are often restricted by lock-ups, rights of first refusal, or limited buyer demand.

  • Conventional bank financing against private stock is rare, expensive, and typically requires personal guarantees.

  • Waiting for an IPO or acquisition can take years

Serengeti's Private Stock Finance solutions address this challenge by providing flexible, non-dilutive liquidity using existing company shares as collateral. Shareholders unlock meaningful capital today while retaining full ownership and future upside.

How Serengeti’s Private Stock Finance Works

Serengeti Asset Management provides private stock finance solutions through our exclusive right-of-first-refusal partnership with Secfi, combined with institutional-grade underwriting and structuring.

Our Approach:

  1. Initial Consultation — Speak with our team in confidence. Share high-level information and explore whether a solution is a fit. No NDA is typically required at this stage.

  2. Custom Structuring — We design tailored facilities (non-recourse or partially recourse) based on your specific needs, share position, and company profile. A mutual NDA is usually introduced later for full diligence.

  3. Flexible Funding — Receive capital while maintaining ownership and participation in future upside.

  4. Disciplined Process — Every transaction is supported by rigorous evaluation of the company, governance, and liquidity outlook.

This approach delivers institutional quality, transparency, and flexibility for private company shareholders.

Representative Companies

Select companies whose shareholders, employees, or businesses we have supported through our financing platforms.
This display is intended solely to illustrate Serengeti’s investment history and sector focus. The inclusion of these companies does not constitute an offer to sell, or a solicitation of an offer to buy, any security or investment advisory service. Furthermore, the companies listed have not endorsed, sponsored, or recommended the advisory services of Serengeti/Rochefort]. No assumption should be made that any of the investments identified were or will be profitable, or that future investments will equal the performance or track record of the companies listed. Visitors to this website should not rely on this information when making any investment decision.

Key Benefits

Serengeti's private stock finance solutions are designed to give shareholders and employees of private companies greater financial flexibility without issuing new shares or selling stock.

Key Benefits:

  • True Non-Dilutive Capital — Receive meaningful liquidity without issuing new shares or selling stock. Your ownership percentage remains unchanged.

  • Retain Full Upside Potential — Continue to benefit from future growth, IPOs, acquisitions, or secondary events while accessing capital today.

  • Institutional Structuring — Facilities are carefully designed with tax efficiency, confidentiality, and downside protection in mind.

  • Established Partnership — Solutions are delivered through our exclusive right-of-first-refusal relationship with Secfi, backed by Serengeti's underwriting expertise.

  • Personalized Support — High-touch process with clear communication and dedicated attention throughout.

By combining partner distribution with institutional-grade structuring, Serengeti offers a compelling alternative to traditional secondary sales and bank financing.

Why Choose Serengeti for Private Stock Finance?

Serengeti Asset Management brings specialized expertise, disciplined underwriting, and a proven partnership model to private stock finance.

  • Established Partnership Advantage — Solutions are delivered through our exclusive right-of-first-refusal relationship with Secfi, providing reliable access and execution.

  • Deep Expertise Since 2007 — Nearly two decades of private market experience give us a deep understanding of late-stage private company equity.

  • Institutional-Grade Underwriting — Every transaction is evaluated rigorously for company quality, governance, liquidity outlook, and risk factors.

  • Proven Execution — We have successfully supported liquidity solutions across a wide range of technology, fintech, healthcare, and growth companies.

  • Transparent, High-Touch Process — Clear communication and tailored structuring for both shareholders and investors.

Our goal is to provide a flexible, transparent, and efficient path to liquidity while maintaining the highest standards of underwriting and partnership integrity.

Frequently Asked Questions

Solutions are provided through our exclusive right-of-first-refusal partnership with Secfi, supported by Serengeti's institutional underwriting and structuring expertise.

CONFIDENTIAL INQUIRIES

Have a transaction or looking to invest?

Founders, shareholders and intermediaries can send opportunities directly to our investment team. Accredited investors and Qualified Purchasers can learn how Serengeti’s strategies may be relevant. All inquiries are treated confidentially.

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Disclaimers: For accredited investors only. This is not an offer to sell securities. All financing is subject to eligibility, due diligence, and final approval.